Recent SEC News
- SEC Proposes Offering Reforms for Business Development Companies and Registered Closed-End Funds March 20, 2019
- SEC Adopts Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure March 20, 2019
- Justin C. Jeffries Named Associate Regional Director for Enforcement in Atlanta Office March 18, 2019
- SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client March 15, 2019
- SEC Staff to Hold Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets March 15, 2019