Good discussion in this link about the implementation of Dodd-Frank when it comes to the SEC ruling on attempts by public companies to limit what they have to do to allow shareholders to add nominations to proxy materials.
Recent SEC News
- Scott W. Bauguess, Deputy Director of the Division of Economic and Risk Analysis, to Leave the Agency After a Decade of Service December 17, 2018
- BNY Mellon to Pay More Than $54 Million for Improper Handling of ADRs December 17, 2018
- Jeffrey S. Mooney Named Associate Director in the Office of Clearance and Settlement December 14, 2018
- SEC Charges Former New York Investment Advisor and Daughter With Conducting a Ponzi Scheme December 13, 2018
- SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors December 13, 2018